James Alexander Richard Wallace

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 197340
- [FCA CF] Client dealing (8 Aug 2022 to 6 Mar 2026)
- [FCA CF] Functions requiring qualifications (8 Aug 2022 to 6 Mar 2026)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)
- CF30 Customer (2 Feb 2017 to 29 Apr 2022)
HJP Wealth Management Ltd (no longer approved here)
FRN 769912
- (4)Employed By (2 Feb 2017 to 29 Apr 2022)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (29 Mar 2010 to 17 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.