Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Philip Toone

  IRN PRT00002

  • CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
• Martin Rankin

  IRN MXR00330

  • [FCA CF] Significant management (12 Apr 2021 to 23 Aug 2022)
• Martin Richard Harvey Bray

  IRN MRB00030

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Martin Richard Lebovitch

  IRN MRL01053

  • CF30 Customer (1 Nov 2007 to 12 Jan 2008)
  • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
• Martin Richard Nott

  IRN MRN00007

  • CF30 Customer (29 Mar 2010 to 31 Jul 2013)
• Martin Stuart Montague

  IRN MXM00168

  • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 23 Nov 2003)
• Martin Yeats Young

  IRN MXY00015

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
  • CF30 Customer (25 Nov 2019 to 8 Dec 2019)
• Martyn John Fretwell

  IRN MJF00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Jun 2014 to 8 Dec 2019)
• Martyn Paul Hooper

  IRN MPH00007

  • [FCA CF] Manager of certification employee (1 Dec 2021 to 26 Jan 2023)
  • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 26 Jan 2023)
  • [FCA CF] Client dealing (2 Jul 2021 to 26 Jan 2023)
• Mary Joan Banks

  IRN MJB00069

  • CF30 Customer (29 Mar 2010 to 13 Oct 2011)

No changes recorded yet.