Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Stephen Taplin

  IRN MST00006

  • CF21 Investment Adviser (26 Sep 2002 to 29 Oct 2004)
  • CF22 Investment Adviser (Trainee) (7 May 2002 to 26 Sep 2002)
• Mark William Scott

  IRN MWS00021

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF22 Investment Adviser (Trainee) (17 Nov 2006 to 31 Oct 2007)
• Mark William Tompkins

  IRN MWT00002

  • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
  • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
• Mark Willis

  IRN MPW01074

  • [FCA CF] Manager of certification employee (since 1 Mar 2021)
  • [FCA CF] Significant management (1 Jan 2021 to 17 Aug 2022)
• Martin Alan Holden

  IRN MAH00037

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
• Martin Alexander Hack

  IRN MAH00104

  • CF30 Customer (25 Aug 2015 to 8 Dec 2019)
• Martin Andrew Evans

  IRN MAE00012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Dec 2016 to 8 Dec 2019)
• Martin Andrew Wright

  IRN MAW01203

  • CF1 Director (13 Nov 2002 to 30 Jan 2006)
• Martin Briggs

  IRN MXB00001

  • CF30 Customer (31 Jul 2013 to 16 Jul 2015)
• Martin Buchanan

  IRN MGB01115

  • CF30 Customer (1 Nov 2007 to 10 Oct 2008)
  • CF22 Investment Adviser (Trainee) (4 Oct 2007 to 31 Oct 2007)

No changes recorded yet.