Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Gavin Christie

  IRN MGC00014

  • CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
• Mark George Newman

  IRN MGN01019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 11 Feb 2022)
• Mark Gerard Treverton Galligan

  IRN MGG01039

  • CF30 Customer (16 Apr 2010 to 13 Nov 2012)
• Mark Greenwood

  IRN MXG00037

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2025)
  • CF30 Customer (5 Jun 2014 to 8 Dec 2019)
• Mark James Walker

  IRN MJW01468

  • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
  • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
• Mark Jason Wilkins

  IRN MJW00159

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (20 Dec 2010 to 8 Dec 2019)
• Mark John O'Neill

  IRN MJO00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2020)
  • [FCA CF] Manager of certification employee (29 Apr 2022 to 7 Apr 2025)
• Mark John Perkins

  IRN MJP01291

  • CF30 Customer (9 Apr 2011 to 27 Jun 2011)
• Mark Kitching

  IRN MXK00679

  • [FCA CF] Client dealing (since 21 Jun 2023)
• Mark Lambert

  IRN MXL01317

  • CF21 Investment Adviser (2 Aug 2002 to 31 Mar 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Aug 2002)

No changes recorded yet.