Mark Gerard Treverton Galligan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 13 Oct 2021)
    • [FCA CF] Client dealing (since 13 Oct 2021)
    • CF1 Director (AR) (since 8 Oct 2021)
    • CF30 Customer (since 8 Oct 2021)
  • MGT Financial Planning Ltd

    FRN 953054

    • (1)Employed By (since 8 Oct 2021)
  • JPB FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 720238

    • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 11 Jun 2021)
    • [FCA CF] Client dealing (2 Jan 2020 to 11 Jun 2021)
  • Pareto Financial Planning Limited (no longer approved here)

    FRN 618272

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (27 Dec 2012 to 10 Dec 2014)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (16 Apr 2010 to 13 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.