Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CARBON FINANCIAL PARTNERS LIMITED
FRN 536900
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 21 Feb 2024)
- CF1 Director (6 Jan 2014 to 8 Dec 2019)
- CF30 Customer (4 Apr 2011 to 8 Dec 2019)
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- (5)Employed By (8 Oct 2002 to 29 Aug 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.