Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2024)
    • CF1 Director (6 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2011 to 8 Dec 2019)
  • George Stubbs Financial Services Limited (1326) (no longer approved here)

    FRN 157855

    • (5)Employed By (8 Oct 2002 to 29 Aug 2005)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.