Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Malcolm Paul Robinson

  IRN MPR00003

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Aug 2016 to 8 Dec 2019)
• Malcolm Ronald Williams

  IRN MRW00065

  • CF22 Investment Adviser (Trainee) (1 Apr 2004 to 3 Feb 2006)
• Malcolm Rowland Bates

  IRN MRB01095

  • CF2 Non Executive Director (23 Dec 2004 to 28 Feb 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (7 May 2004 to 22 Dec 2004)
• Malcolm Stuart Samuels

  IRN MSS00005

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
• Mandy Bailey

  IRN MXB01456

  • [FCA CF] Manager of certification employee (since 23 Feb 2024)
• Manmeet Sohal Kalsi

  IRN MXK00128

  • [FCA CF] Manager of certification employee (6 Jul 2023 to 13 Sep 2024)
  • [FCA CF] Client dealing (6 Jul 2023 to 13 Sep 2024)
• Marc David Mulligan

  IRN MDM00014

  • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 14 Feb 2003)
• Marc Stephen Cuddihy

  IRN MSC00009

  • CF30 Customer (1 Nov 2007 to 30 Dec 2008)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
• Marc Stephen Westlake

  IRN MSW00008

  • CF21 Investment Adviser (18 Jul 2002 to 13 Dec 2006)
  • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 18 Jul 2002)
• Marc Thompson

  IRN MPT01092

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Nov 2016 to 8 Dec 2019)

No changes recorded yet.