Malcolm Ronald Williams

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Riverglen Financial Associates Ltd

    FRN 992948

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
    • [FCA CF] Client dealing (since 21 Feb 2024)
  • Harrison Black Investment Services Limited (no longer approved here)

    FRN 209573

    • (6)Employed By (12 Jul 2004 to 31 Mar 2005)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF22 Investment Adviser (Trainee) (1 Apr 2004 to 3 Feb 2006)
  • Rouse Limited (no longer approved here)

    FRN 152587

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
  • Bright Brown Financial Planning Limited (no longer approved here)

    FRN 186929

    • Employed By (1 Jun 2000 to 20 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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