Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Gordon Galway

  IRN AGG00030

  • CF21 Investment Adviser (3 Feb 2003 to 28 Feb 2003)
  • CF22 Investment Adviser (Trainee) (9 Aug 2002 to 3 Feb 2003)
• Andrew James Cowan

  IRN AJC00041

  • CF1 Director (4 Aug 2006 to 2 Aug 2018)
• Andrew James Findlay

  IRN AJF01133

  • CF30 Customer (1 Nov 2007 to 9 Oct 2008)
  • CF21 Investment Adviser (23 Sep 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Oct 2003 to 20 Sep 2004)
• Andrew James Gilbert

  IRN AJG01199

  • CF21 Investment Adviser (19 Sep 2006 to 18 Oct 2006)
  • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 19 Sep 2006)
• Andrew James McAteer

  IRN AJM01783

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2016 to 14 Aug 2018)
• Andrew James Milligan

  IRN AJM01715

  • CF30 Customer (6 Jan 2016 to 9 Dec 2016)
• Andrew James Murray Grant

  IRN AJG01292

  • Responsible for Insurance Distribution (16 Dec 2020 to 22 Dec 2021)
  • SMF18 Other Overall Responsibility (27 Jan 2020 to 22 Dec 2021)
  • CF1 Director (27 Sep 2018 to 8 Dec 2019)
• Andrew James Neale Yonge

  IRN AJY00002

  • [FCA CF] Manager of certification employee (2 Jul 2021 to 28 Feb 2023)
  • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 28 Feb 2023)
  • [FCA CF] Client dealing (2 Jul 2021 to 28 Feb 2023)
• Andrew James Todd

  IRN AJT01135

  • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
  • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
• Andrew John Bone

  IRN AJB00169

  • CF21 Investment Adviser (30 Dec 2004 to 18 Aug 2005)

No changes recorded yet.