Andrew James Findlay

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Feb 2019)
    • CF30 Customer (since 13 Feb 2019)
  • Impartial Financial Advice Ltd

    FRN 833372

    • (1)Employed By (since 13 Feb 2019)
  • Wake up your Wealth LLP (no longer approved here)

    FRN 746535

    • CF30 Customer (15 Nov 2016 to 6 Mar 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 9 Oct 2008)
    • CF21 Investment Adviser (23 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Oct 2003 to 20 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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