Wake up your Wealth LLP

Date authorised
15 November 2016
Companies House
OC404121
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Powerhouse 21
    21 Woodthorpe Road
    Ashford
    Middlesex
    TW15 2RP
    UNITED KINGDOM
    Phone
    +4402038937540
    Web
    https://www.wakeupyourwealth.com

  • Complaints Contact

    The Powerhouse 21
    21 Woodthorpe Road
    Ashford
    Middlesex
    TW15 2RP
    UNITED KINGDOM
    Phone
    +4402038937540

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Findlay

    IRN AJF01133

    • CF30 Customer (15 Nov 2016 to 6 Mar 2019)
  • Charlotte Neall

    IRN CXN01364

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Nov 2017 to 8 Dec 2019)
  • Gregory Matthew Neall

    IRN GMN01020

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (13 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (15 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (15 Nov 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (15 Nov 2016 to 26 Mar 2021)
    • Responsible for Insurance Mediation (15 Nov 2016 to 30 Sep 2018)
  • Robert Alistair Chuck

    IRN RAC00044

    • CF4 Partner (15 Nov 2016 to 18 May 2017)
    • CF11 Money Laundering Reporting (15 Nov 2016 to 18 May 2017)
    • CF30 Customer (15 Nov 2016 to 18 May 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.