Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger East Parker

    IRN REP00008

    • (86)CF21 Investment Adviser (1 Dec 2001 to 7 Dec 2004)
  • Roger Julian Seymour Walker

    IRN RJW00031

    • (29)CF22 Investment Adviser (Trainee) (1 Jun 2007 to 25 Jul 2007)
  • Roger Neil Sheldon

    IRN RNS00018

    • (22)CF21 Investment Adviser (1 Jun 2007 to 5 Oct 2007)
  • Roger Philip Yates

    IRN RPY01006

    • (2161)CF1 Director (23 Jun 2003 to 3 May 2006)
  • Roland Augustine Baggott

    IRN RAB01325

    • (1766)[FCA CF] Client dealing (2 Jul 2021 to 20 Jan 2023)
    • (1767)[FCA CF] Functions requiring qualifications (2 Jul 2021 to 20 Jan 2023)
  • Roland Michael Jones

    IRN RMJ00004

    • (1362)CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • (1363)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ronald Allan Peden

    IRN RAP00025

    • (281)CF30 Customer (1 Nov 2007 to 10 Jan 2008)
    • (282)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ronald Arnon Sandler

    IRN RAS01146

    • (440)CF2 Non Executive Director (6 May 2014 to 1 Aug 2016)
  • Ronald Arthur Oates

    IRN RAO00009

    • (439)CF21 Investment Adviser (2 May 2002 to 19 Jan 2006)
  • Ronald Binnie

    IRN RXB17439

    • (1661)[FCA CF] Manager of certification employee (9 Dec 2019 to 2 Feb 2023)
    • (1660)CF30 Customer (23 Jul 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1375)7. Giving personal recommendations on long-term care insurance contracts

  2. controlled function added: (1374)[FCA CF] Functions requiring qualifications

  3. controlled function added: (1373)[FCA CF] Manager of certification employee

  4. controlled function added: (1372)[FCA CF] Client dealing

  5. controlled function added: (1371)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (1370)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (1369)[FCA CF] Functions requiring qualifications

  8. controlled function added: (1368)[FCA CF] Client dealing

  9. controlled function added: (1367)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (1366)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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