Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Worsfold

    IRN SGW00003

    • (1192)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
  • Steve Clifford Milligan

    IRN SCM01100

    • (2004)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (2006)CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2007)
    • (2005)CF22 Investment Adviser (Trainee) (11 Nov 2002 to 17 Jul 2003)
  • Steven Chisholm

    IRN SJC00040

    • (1364)CF30 Customer (1 Nov 2007 to 30 Dec 2008)
    • (1365)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Steven Collins

    IRN SXC00442

    • (1612)[FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
  • Steven Edge

    IRN SXE01448

    • (136)[FCA CF] Material risk taker (since 1 Oct 2024)
    • (137)[FCA CF] Manager of certification employee (since 1 Oct 2024)
    • (138)[FCA CF] Significant management (since 19 May 2022)
  • Steven John Eborall

    IRN SJE00004

    • (1251)CF30 Customer (16 Jun 2008 to 18 Nov 2008)
    • (1253)CF21 Investment Adviser (26 May 2004 to 31 May 2005)
    • (1252)CF22 Investment Adviser (Trainee) (28 Apr 2004 to 26 May 2004)
  • Steven John Guthrie

    IRN SJG01279

    • (2060)CF30 Customer (16 Apr 2010 to 5 Mar 2013)
  • Steven John Murphy

    IRN SJM01299

    • (1774)CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • Steven John Walker

    IRN SJW00052

    • (1176)CF22 Investment Adviser (Trainee) (15 Apr 2003 to 22 Jan 2004)
  • Steven Jones

    IRN SXJ00031

    • (1921)CF30 Customer (16 Apr 2010 to 27 Oct 2011)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1384)[FCA CF] Functions requiring qualifications

  2. controlled function added: (1383)[FCA CF] Client dealing

  3. controlled function added: (1382)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1381)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1380)[FCA CF] Functions requiring qualifications

  6. controlled function added: (1379)[FCA CF] Manager of certification employee

  7. controlled function added: (1378)[FCA CF] Client dealing

  8. controlled function added: (1377)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (1240)[FCA CF] Client dealing

  10. controlled function added: (1376)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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