Steven John Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Mar 2026)
- CF30 Customer (21 Feb 2018 to 18 Mar 2026)
Steven Walker (no longer approved here)
FRN 801827
- (1)Employed By (21 Feb 2018 to 18 Mar 2026)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (14 Nov 2011 to 12 Feb 2018)
Coutts & Company (no longer approved here)
FRN 122287
- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF22 Investment Adviser (Trainee) (30 Nov 2006 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (28 Feb 2005 to 9 Nov 2006)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF22 Investment Adviser (Trainee) (15 Apr 2003 to 22 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.