Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2021)
- CF30 Customer (27 Sep 2011 to 16 Jun 2021)
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- Employed By (1 May 2018 to 16 Jun 2021)
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- Employed By (27 Sep 2011 to 17 Sep 2018)
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- CF30 Customer (29 Sep 2009 to 23 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 5 Feb 2010)
- CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Nov 2004 to 25 Apr 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.