Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Nicholas Humphreys

    IRN SNH01036

    • (633)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (634)4. Giving personal recommendations on retail investment products which are not broker funds
    • (636)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (635)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1269)CF30 Customer (18 Feb 2019 to 8 Dec 2019)
  • Stephen Paul Colin Buck

    IRN SPB00020

    • (504)CF30 Customer (21 Jul 2008 to 2 Jun 2011)
  • Stephen Paul McNamara

    IRN SPM01235

    • (798)[FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2024)
    • (799)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2024)
    • (797)CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Stephen Paul Wyndham James

    IRN SPJ01041

    • (644)7. Giving personal recommendations on long-term care insurance contracts
    • (645)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (646)4. Giving personal recommendations on retail investment products which are not broker funds
    • (648)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (647)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1713)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1715)CF21 Investment Adviser (16 May 2002 to 31 Oct 2007)
    • (1714)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 May 2002)
  • Stephen Read

    IRN SXR00487

    • (1580)[FCA CF] Client dealing (10 Feb 2022 to 2 Nov 2022)
    • (1581)[FCA CF] Functions requiring qualifications (10 Feb 2022 to 2 Nov 2022)
  • Stephen Robert Parker

    IRN SRP00001

    • (418)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (419)4. Giving personal recommendations on retail investment products which are not broker funds
    • (422)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (421)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (420)[FCA CF] Client dealing (since 9 Dec 2019)
    • (913)CF30 Customer (25 Aug 2016 to 8 Dec 2019)
  • Stephen Ross Bone

    IRN SXB20086

    • (1654)[FCA CF] Client dealing (15 Apr 2025 to 9 Feb 2026)
    • (1655)[FCA CF] Functions requiring qualifications (15 Apr 2025 to 9 Feb 2026)
  • Stephen Roy Denning

    IRN SRD00013

    • (559)CF30 Customer (1 Nov 2007 to 28 Jun 2009)
    • (561)CF21 Investment Adviser (12 May 2003 to 31 Oct 2007)
    • (560)CF22 Investment Adviser (Trainee) (8 Nov 2002 to 12 May 2003)
  • Stephen Thomas Price

    IRN STP00003

    • (2154)CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)
  • Stephen Woodhead

    IRN SXW01462

    • (323)CF21 Investment Adviser (5 Dec 2005 to 7 Apr 2006)
    • (322)CF22 Investment Adviser (Trainee) (13 May 2005 to 5 Dec 2005)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1404)[FCA CF] Client dealing

  2. controlled function added: (1403)SMF18 Other Overall Responsibility

  3. controlled function added: (1402)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1401)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1400)SMF10 Chair of the Risk Committee

  6. controlled function added: (1399)SMF11 Chair of the Audit Committee

  7. controlled function added: (1398)SMF18 Other Overall Responsibility

  8. controlled function added: (1397)[FCA CF] Functions requiring qualifications

  9. controlled function added: (1396)[FCA CF] Client dealing

  10. controlled function added: (1395)4. Giving personal recommendations on retail investment products which are not broker funds

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