Stephen Roy Denning

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (12 Sep 2016 to 1 Sep 2017)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (29 Jan 2015 to 6 Mar 2016)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (1 Nov 2007 to 28 Jun 2009)
- CF21 Investment Adviser (12 May 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Nov 2002 to 12 May 2003)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.