Stephen Thomas Price

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Significant management (1 Jan 2020 to 24 May 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 24 May 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 10 May 2024)
    • [FCA CF] Client dealing (1 Jan 2020 to 10 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 18 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (5 Apr 2005 to 31 Mar 2009)
    • CF1 Director (5 Apr 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Apr 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (5 Apr 2005 to 22 Dec 2009)
    • CF10 Compliance Oversight (5 Apr 2005 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.