Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thom Ellison-Scott

    IRN TXE00097

    • (1074)[FCA CF] Client dealing (since 18 May 2023)
  • Thomas Christopher Hardman

    IRN TXH00352

    • (1546)[FCA CF] Client dealing (18 May 2023 to 27 Jun 2025)
  • Thomas Fellows

    IRN TXF01291

    • (111)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (112)4. Giving personal recommendations on retail investment products which are not broker funds
    • (113)[FCA CF] Client dealing (since 9 Dec 2019)
    • (114)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (685)CF30 Customer (4 Dec 2019 to 8 Dec 2019)
  • Thomas Hinde

    IRN TXH00029

    • (216)CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
  • Thomas James Colla

    IRN TJC01211

    • (696)CF30 Customer (10 Dec 2016 to 4 Aug 2017)
  • Thomas James Hunt

    IRN TJH01120

    • (465)4. Giving personal recommendations on retail investment products which are not broker funds
    • (464)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (468)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (467)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (466)[FCA CF] Client dealing (since 9 Dec 2019)
    • (975)CF30 Customer (2 Dec 2013 to 8 Dec 2019)
  • Thomas James McAlindin

    IRN TJM00017

    • (406)CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
  • Thomas James Walsh

    IRN TJW00041

    • (553)CF21 Investment Adviser (28 Apr 2005 to 16 Mar 2007)
    • (552)CF22 Investment Adviser (Trainee) (27 Oct 2003 to 18 Apr 2005)
  • Thomas Leonard

    IRN TAL00009

    • (1342)CF30 Customer (17 Dec 2007 to 1 Jun 2012)
  • Thomas Luke Lodge

    IRN TLL01012

    • (301)7. Giving personal recommendations on long-term care insurance contracts
    • (303)4. Giving personal recommendations on retail investment products which are not broker funds
    • (302)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (306)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (304)[FCA CF] Client dealing (since 9 Dec 2019)
    • (305)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (835)CF30 Customer (10 Nov 2011 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1414)SMF2 Chief Finance

  2. controlled function added: (1413)SMF3 Executive Director

  3. controlled function added: (1412)SMF18 Other Overall Responsibility

  4. controlled function added: (1411)SMF1 Chief Executive

  5. controlled function added: (1410)SMF3 Executive Director

  6. controlled function added: (1409)[FCA CF] Significant management

  7. controlled function added: (1408)[FCA CF] Material risk taker

  8. controlled function added: (1407)[FCA CF] Manager of certification employee

  9. controlled function added: (1406)[FCA CF] Client dealing

  10. controlled function added: (1405)[FCA CF] Functions requiring qualifications

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