Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 8 Mar 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 Jun 2003 to 2 Apr 2004)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 23 Jun 2003)
  • AFFLUENT FINANCIAL PLANNING LTD. (no longer approved here)

    FRN 173259

    • CF21 Investment Adviser (10 Sep 2002 to 3 Jan 2003)
    • CF22 Investment Adviser (Trainee) (28 Aug 2002 to 10 Sep 2002)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.