Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ronald David Godfrey

    IRN RDG00017

    • (278)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 28 Mar 2003)
  • Ronan Paul Gregory

    IRN RPG01040

    • (1806)CF30 Customer (21 Apr 2010 to 27 May 2010)
  • Ross Alan Young

    IRN RAY01008

    • (568)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (569)4. Giving personal recommendations on retail investment products which are not broker funds
    • (570)[FCA CF] Client dealing (since 9 Dec 2019)
    • (571)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (1159)CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • Ross Anders

    IRN RXA01767

    • (178)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (179)4. Giving personal recommendations on retail investment products which are not broker funds
    • (181)[FCA CF] Manager of certification employee (since 13 Feb 2025)
    • (182)[FCA CF] Functions requiring qualifications (since 3 Mar 2020)
    • (180)[FCA CF] Client dealing (since 3 Mar 2020)
  • Ross Gordon MacArthur

    IRN RXM00046

    • (1006)CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
  • Ross Iain Cameron

    IRN RIC01032

    • (900)CF30 Customer (3 Aug 2010 to 17 Jun 2015)
  • Ross Keightley

    IRN RXK01438

    • (814)CF30 Customer (3 Dec 2016 to 29 Sep 2017)
  • Ross Lawson Elliot

    IRN RLE01021

    • (1003)[FCA CF] Manager of certification employee (19 Mar 2024 to 12 Jul 2024)
    • (1004)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2024)
    • (1002)[FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
    • (1001)CF30 Customer (19 Dec 2016 to 8 Dec 2019)
  • Roy Cartwright

    IRN RXC01444

    • (324)CF30 Customer (26 Mar 2010 to 14 May 2010)
  • Roy Sinclair Smith

    IRN RSS00018

    • (1354)[FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2024)
    • (1355)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2024)
    • (1353)CF30 Customer (14 Dec 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1325)[FCA CF] Client dealing

  2. controlled function added: (1324)4. Giving personal recommendations on retail investment products which are not broker funds

  3. controlled function added: (1323)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  4. controlled function added: (1322)[FCA CF] Functions requiring qualifications

  5. controlled function added: (1321)[FCA CF] Client dealing

  6. controlled function added: (1320)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (1319)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (1318)[FCA CF] Functions requiring qualifications

  9. controlled function added: (1317)[FCA CF] Client dealing

  10. controlled function added: (1316)4. Giving personal recommendations on retail investment products which are not broker funds

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