Ross Lawson Elliot

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED

    FRN 197340

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2024)
    • [FCA CF] Client dealing (since 5 Nov 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Manager of certification employee (19 Mar 2024 to 12 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2024)
    • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (19 Mar 2024 to 12 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2024)
    • CF30 Customer (19 Dec 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (30 Jun 2009 to 17 Jun 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 25 Jan 2008)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Aug 2004 to 5 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.