Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Waite

    IRN TXW01113

    • (806)CF30 Customer (16 Apr 2010 to 22 Feb 2011)
  • Tina Maria Winder

    IRN TMF01024

    • (1792)CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
  • Tobias Henri Marnier

    IRN THM01015

    • (267)CF30 Customer (24 Mar 2010 to 31 Aug 2012)
  • Toby Christopher John Alcock

    IRN TCA00004

    • (2092)CF30 Customer (1 Nov 2007 to 22 Sep 2016)
    • (2093)CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
  • Tom Noble

    IRN TXN78395

    • (1641)[FCA CF] Significant management (24 Jun 2021 to 31 Dec 2021)
  • Tony Wilson

    IRN TXW01152

    • (520)CF30 Customer (1 Nov 2007 to 9 Jun 2009)
    • (521)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Tracey Ann Evans

    IRN TAA00002

    • (1085)CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2006)
  • Tracy Sian Howson

    IRN TSB01031

    • (565)4. Giving personal recommendations on retail investment products which are not broker funds
    • (564)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (566)[FCA CF] Client dealing (since 19 Jul 2022)
    • (567)[FCA CF] Functions requiring qualifications (since 19 Jul 2022)
  • Tracy Webb

    IRN TXL00011

    • (45)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2006)
  • Trevor Noel Wisker

    IRN TNW00002

    • (1440)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1346)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (1345)11. Pension transfer specialist

  3. controlled function added: (1344)[FCA CF] Client dealing

  4. controlled function added: (1343)[FCA CF] Client dealing

  5. controlled function added: (1342)[FCA CF] Functions requiring qualifications

  6. controlled function added: (1341)[FCA CF] Client dealing

  7. controlled function added: (1340)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (1339)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (1338)[FCA CF] Functions requiring qualifications

  10. controlled function added: (1337)[FCA CF] Client dealing

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