European and Global Advisers LLP

• Principal Place of Business

  Regus, 17 Hanover Square

  London

  Westminster

  W1S 1BN

  UNITED KINGDOM

  Phone

  +441618188573

  Web

  https://www.egallp.com

• Complaints Contact

  Regus, 17 Hanover Square

  London

  Westminster

  W1S 1BN

  UNITED KINGDOM

  Phone

  +447939311095

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raffaele Petrone

  IRN RXP00440

  • CF1 Director (AR) (since 7 Dec 2022)
  • CF30 Customer (since 7 Dec 2022)
  • [FCA CF] Client dealing (since 21 Nov 2022)
• Rajesh Sukumaran Nair

  IRN RXS02063

  • CF30 Customer (19 Oct 2018 to 18 Dec 2018)
• Riccardo Chiarato

  IRN RXC02025

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2021)
  • SMF16 Compliance Oversight (since 1 Mar 2021)
• Richard Hutchison

  IRN RMB01208

  • CF30 Customer (26 Feb 2015 to 1 Jul 2016)
• Roger Hardaker

  IRN RXH00048

  • CF4 Partner (1 Mar 2013 to 28 Apr 2015)
  • CF30 Customer (1 Mar 2013 to 8 Jan 2016)
• Saftar Mohammed Sarwar

  IRN SMS01127

  • CF30 Customer (1 Jul 2019 to 8 Aug 2019)
• Shohreh Blank

  IRN SXB01442

  • CF4 Partner (16 May 2012 to 6 Jun 2012)
  • CF30 Customer (16 May 2012 to 17 Jul 2012)
• Stephen John Miller

  IRN SXM01739

  • CF30 Customer (26 Feb 2015 to 30 Dec 2016)
• William Chee Pung Soo

  IRN WCS01026

  • [FCA CF] Client dealing (since 6 Nov 2024)
• steven john barrett

  IRN SXB01477

  • [FCA CF] Client dealing (since 17 Nov 2023)

• Zetta Capital Limited

  FRN 1000158 · Appointed 20 Jul 2023

• FORTILAND LTD

  FRN 988217 · Appointed 5 Dec 2022

• Adimus Limited (no longer appointed)

  FRN 777304 · Appointed 24 Apr 2017 · Until 17 Oct 2018

No changes recorded yet.