Saftar Mohammed Sarwar

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Binary Capital Limited

    FRN 507900

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2021)
    • SMF16 Compliance Oversight (since 20 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Mar 2020)
    • [FCA CF] Client dealing (since 27 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (16 Oct 2018 to 8 Dec 2019)
  • European and Global Advisers LLP (no longer approved here)

    FRN 569000

    • CF30 Customer (1 Jul 2019 to 8 Aug 2019)
  • Fusion Asset Management LLP (no longer approved here)

    FRN 401334

    • CF30 Customer (6 May 2014 to 17 Dec 2015)
  • Morningstar Wealth Administration Limited (no longer approved here)

    FRN 463566

    • CF30 Customer (14 Mar 2011 to 5 Jun 2014)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 27 Jan 2010)
    • CF27 Investment Management (21 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.