Date authorised
1 April 2013
Companies House
03615752
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +4402070760001
  • Complaints Contact

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +442070760035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Government and public security

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marco Giovanni Mazzucchelli

    IRN MXM01321

    • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)
  • Maria Cannata

    IRN MXC80618

    • SMF9 Chair of the Governing Body (since 4 Sep 2020)
  • Marina Forquet Famiglietti

    IRN MXF00207

    • [FCA CF] Material risk taker (26 Mar 2021 to 12 Jul 2023)
  • Mario Quarti

    IRN MXQ01046

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 May 2022)
    • CF2 Non Executive Director (24 Mar 2010 to 8 Dec 2019)
  • Mario Raffaele Spongano

    IRN MRS01135

    • CF1 Director (8 Aug 2002 to 4 Apr 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 4 Apr 2003)
  • Miguel Ceballos

    IRN MXC01390

    • CF16 Significant Mgt (Desgntd Investment Business) (29 Aug 2002 to 31 Oct 2003)
  • Nicholas James Sollom

    IRN NJS01074

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Nicholas James Winn Bayley

    IRN NJB01254

    • CF10 Compliance Oversight (14 Jun 2010 to 16 Dec 2011)
    • CF11 Money Laundering Reporting (14 Jun 2010 to 16 Dec 2011)
  • Niels Christoffer Thygesen

    IRN NCT01035

    • CF2 Non Executive Director (15 Jan 2004 to 3 May 2006)
  • Niteen Sharma

    IRN NXS01154

    • CF11 Money Laundering Reporting (1 Dec 2006 to 24 Aug 2007)
    • CF10 Compliance Oversight (1 Dec 2006 to 24 Aug 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globeop Markets (no longer appointed)

    FRN 450465 · Appointed 5 Apr 2006 · Until 7 Apr 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.