Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 25 Nov 2025)
  • Tandem Bank Limited (no longer approved here)

    FRN 204479

    • CF2 Non Executive Director (9 Sep 2012 to 31 Mar 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (15 May 2009 to 4 Jul 2011)
    • CF30 Customer (15 May 2009 to 31 Dec 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (1 Nov 2007 to 1 Jul 2008)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
    • CF1 Director (24 Aug 2004 to 10 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jul 2004 to 17 Aug 2004)
  • EuroMTS Limited (no longer approved here)

    FRN 188924

    • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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