Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BROWN SHIPLEY & CO. LIMITED
FRN 124548
- SMF9 Chair of the Governing Body (since 25 Nov 2025)
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- CF2 Non Executive Director (9 Sep 2012 to 31 Mar 2015)
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- CF29 Significant management (15 May 2009 to 4 Jul 2011)
- CF30 Customer (15 May 2009 to 31 Dec 2011)
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- CF29 Significant management (1 Nov 2007 to 1 Jul 2008)
- CF30 Customer (1 Nov 2007 to 15 Dec 2008)
- CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
- CF1 Director (24 Aug 2004 to 10 Mar 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (27 Jul 2004 to 17 Aug 2004)
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- CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.