Date authorised
1 April 2013
Companies House
03615752
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +4402070760001
  • Complaints Contact

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +442070760035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Government and public security

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Clark

    IRN OXC00021

    • [FCA CF] Significant management (26 Jan 2024 to 25 Sep 2024)
    • [FCA CF] Material risk taker (1 Dec 2020 to 26 Jan 2024)
  • Paul Haddock

    IRN PXH21218

    • SMF16 Compliance Oversight (15 Jan 2020 to 29 Apr 2021)
  • Philippe Rakotovao

    IRN PXR01340

    • CF17 Significant Mgt (Other Business Operations) (13 Aug 2003 to 28 Jun 2007)
    • CF1 Director (13 Aug 2003 to 28 Jun 2007)
  • Pietro Poletto

    IRN PXP01328

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 May 2022)
    • CF2 Non Executive Director (11 Mar 2008 to 8 Dec 2019)
    • CF1 Director (7 Aug 2007 to 11 Mar 2008)
  • RAYMOND JOHN CHARLES PIPE

    IRN RJP01255

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2023 to 2 May 2023)
    • SMF16 Compliance Oversight (22 Feb 2023 to 2 May 2023)
  • Robert William Hawley

    IRN RWH01079

    • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)
  • Robin Edward Mills

    IRN REM01075

    • CF11 Money Laundering Reporting (15 Apr 2019 to 1 Oct 2019)
    • CF10 Compliance Oversight (16 Aug 2018 to 1 Oct 2019)
  • Roderik Johannes Ledderhof

    IRN RJL01214

    • CF11 Money Laundering Reporting (8 Feb 2013 to 3 Oct 2013)
    • CF10 Compliance Oversight (17 Oct 2012 to 3 Oct 2013)
  • Rupert Timothy Guy Edwards

    IRN RTE01002

    • CF2 Non Executive Director (1 Dec 2001 to 8 Aug 2003)
  • Sandra Paola Rico

    IRN SPF01055

    • CF30 Customer (29 Nov 2010 to 23 Sep 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globeop Markets (no longer appointed)

    FRN 450465 · Appointed 5 Apr 2006 · Until 7 Apr 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.