Date authorised
1 April 2013
Companies House
03615752
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +4402070760001
  • Complaints Contact

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +442070760035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Government and public security

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Jane Balaam-Reed

    IRN SJB01707

    • CF28 Systems and controls (21 Jul 2017 to 19 Aug 2019)
  • Stefano Valente

    IRN SXV01290

    • CF11 Money Laundering Reporting (8 Oct 2013 to 23 Oct 2015)
    • CF10 Compliance Oversight (8 Oct 2013 to 23 Oct 2015)
  • Stephen Paul Wolff

    IRN SPW01117

    • CF2 Non Executive Director (11 Mar 2008 to 11 Sep 2009)
    • CF1 Director (17 May 2006 to 11 Mar 2008)
  • TImothy James Rowe

    IRN TJR01107

    • CF11 Money Laundering Reporting (2 Sep 2009 to 24 May 2010)
    • CF10 Compliance Oversight (2 Sep 2009 to 24 May 2010)
  • Thierry Jean Philippe Sciard

    IRN TJS00067

    • CF2 Non Executive Director (16 Jul 2003 to 30 Apr 2004)
  • Tina Patricia Petley

    IRN TXP17314

    • CF28 Systems and controls (10 Sep 2019 to 8 Dec 2019)
  • Tommaso Di Grazia

    IRN TXD01222

    • CF26 Customer Trading (1 Mar 2006 to 14 Mar 2006)
  • Zoe Boston

    IRN ZXB01007

    • CF30 Customer (20 Jul 2009 to 27 Jul 2010)
  • Zoeb Sachee

    IRN ZTS01001

    • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globeop Markets (no longer appointed)

    FRN 450465 · Appointed 5 Apr 2006 · Until 7 Apr 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.