Date authorised
1 April 2013
Companies House
03615752
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +4402070760001
  • Complaints Contact

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +442070760035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Government and public security

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fabrizio Cazzulini

    IRN FXC00062

    • [FCA CF] Material risk taker (26 Mar 2021 to 8 Jan 2024)
  • Fabrizio Testa

    IRN FXT01017

    • SMF1 Chief Executive (9 Dec 2019 to 4 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2021)
    • CF3 Chief Executive (23 Sep 2014 to 8 Dec 2019)
    • CF1 Director (23 Sep 2014 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 10 Oct 2014)
    • CF30 Customer (1 Nov 2007 to 10 Oct 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Francesco Margini

    IRN FXM01111

    • CF14 Risk Assessment (13 Aug 2003 to 28 Jun 2007)
    • CF1 Director (17 Jul 2003 to 28 Jun 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 17 Jul 2003)
  • Francesco Rochlitzer

    IRN FXR00056

    • [FCA CF] Significant management (since 31 Jan 2024)
    • [FCA CF] Material risk taker (1 Dec 2020 to 31 Jan 2024)
  • Franco Paolo Pozzi

    IRN FPP01007

    • CF28 Systems and controls (1 Nov 2007 to 11 Nov 2009)
    • CF14 Risk Assessment (9 Oct 2007 to 31 Oct 2007)
    • CF15 Internal Audit (9 Oct 2007 to 31 Oct 2007)
  • Frank Stanley Cerveny

    IRN FSC01003

    • [FCA CF] Significant management (1 Dec 2020 to 31 Dec 2022)
  • Gabriele Giacomo Frediani

    IRN GGF01016

    • CF29 Significant management (7 Oct 2010 to 26 Jun 2014)
  • Gael Arthur Thierry Mark De Boissard

    IRN GAD01048

    • CF2 Non Executive Director (1 Dec 2001 to 8 Aug 2003)
  • Geidre Drake

    IRN GXD00289

    • [FCA CF] Significant management (1 Jan 2023 to 3 Jun 2024)
  • Gianluca Garbi

    IRN GXG01122

    • CF1 Director (1 Dec 2001 to 28 Jun 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Nov 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Jun 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globeop Markets (no longer appointed)

    FRN 450465 · Appointed 5 Apr 2006 · Until 7 Apr 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.