Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 4 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 10 Dec 2021)
- CF3 Chief Executive (23 Sep 2014 to 8 Dec 2019)
- CF1 Director (23 Sep 2014 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 10 Oct 2014)
- CF29 Significant management (1 Nov 2007 to 10 Oct 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (9 Oct 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.