Date authorised
1 April 2013
Companies House
03615752
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +4402070760001
  • Complaints Contact

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +442070760035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Government and public security

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gianpaolo Alessandro

    IRN GXA01261

    • CF10 Compliance Oversight (9 Oct 2007 to 31 Aug 2009)
    • CF1 Director (2 Aug 2007 to 31 Aug 2009)
  • Giorgio Basevi

    IRN GXB01302

    • CF2 Non Executive Director (1 Dec 2001 to 3 May 2006)
  • Giovanni Gorno Tempini

    IRN GXG01117

    • CF2 Non Executive Director (26 Nov 2002 to 3 May 2006)
  • Giulia Honorati

    IRN GXH01803

    • CF10 Compliance Oversight (9 May 2017 to 3 Aug 2018)
    • CF11 Money Laundering Reporting (18 Nov 2015 to 3 Aug 2018)
  • Graham Lloyd Davies

    IRN GLD01018

    • CF28 Systems and controls (11 Aug 2016 to 31 Jul 2017)
  • Guido Galassi

    IRN GXG00289

    • [FCA CF] Significant management (since 8 Feb 2024)
  • Herve Geny

    IRN HXG01222

    • CF28 Systems and controls (20 Feb 2013 to 8 Dec 2019)
  • Ivo Westera

    IRN IXW01085

    • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)
  • Jacob Knight

    IRN JXK00226

    • [FCA CF] Significant management (since 1 Dec 2020)
  • James Andrew Lightfoot

    IRN JXL21219

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jan 2020 to 29 Apr 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globeop Markets (no longer appointed)

    FRN 450465 · Appointed 5 Apr 2006 · Until 7 Apr 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.