Date authorised
1 April 2013
Companies House
03615752
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +4402070760001
  • Complaints Contact

    25 North Colonnade
    London
    E14 5HS
    UNITED KINGDOM
    Phone
    +442070760035

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Government and public security

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Louise Bradley

    IRN JLB01126

    • CF30 Customer (1 Nov 2007 to 11 Jun 2008)
    • CF26 Customer Trading (22 Aug 2007 to 31 Oct 2007)
  • Jonathan Jeffery

    IRN JXJ01309

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 May 2022)
    • CF2 Non Executive Director (12 Dec 2014 to 8 Dec 2019)
    • CF1 Director (8 Oct 2009 to 12 Dec 2014)
    • CF3 Chief Executive (8 Oct 2009 to 10 Oct 2014)
  • Jonathan Seth Och

    IRN JSO01012

    • CF2 Non Executive Director (1 Dec 2001 to 29 Apr 2003)
  • Kim Erik Georg Rosenkilde

    IRN KER01011

    • CF2 Non Executive Director (1 Dec 2001 to 3 May 2006)
  • Kiran Kang

    IRN KKG01011

    • CF30 Customer (6 Aug 2010 to 9 Aug 2013)
  • Lara Tania Ligi Vainstein

    IRN LTL01004

    • CF30 Customer (1 Nov 2007 to 8 May 2019)
    • CF26 Customer Trading (4 May 2007 to 31 Oct 2007)
  • Lorenzo Guasco

    IRN LXG00033

    • SMF3 Executive Director (8 Feb 2021 to 16 Oct 2022)
  • Luca Bagato

    IRN LXB01399

    • CF2 Non Executive Director (11 Mar 2008 to 10 Oct 2014)
    • CF8 Apportionment and Oversight (6 Jul 2007 to 21 Aug 2007)
    • CF1 Director (17 May 2006 to 11 Mar 2008)
  • Luca Laguardia

    IRN LXL00114

    • [FCA CF] Material risk taker (26 Mar 2021 to 24 May 2023)
  • Luisa Russo

    IRN LXR01067

    • CF13 Finance (1 Dec 2001 to 16 Jul 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globeop Markets (no longer appointed)

    FRN 450465 · Appointed 5 Apr 2006 · Until 7 Apr 2006

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.