Euroclear SA/NV

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alessandra Cesar
IRN AXC91847
- Director of firm who is not a certification employee or a SMF manager (since 13 Mar 2025)
Ambrose John Gerard Murphy
IRN AJM01382
- CF11 Money Laundering Reporting (20 Dec 2006 to 24 Oct 2008)
- CF10 Compliance Oversight (1 Jan 2006 to 24 Oct 2008)
Andrew Keith Butcher
IRN AXB00651
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Anouk Gauthier
IRN AXG00670
- SMF16 Compliance Oversight (30 Nov 2022 to 11 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2022 to 11 Jul 2025)
Bart Karel August De Smet
IRN BKD00009
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2021)
Bernard Nicholas Marcel Frenay
IRN BXF00056
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Dec 2024)
Carl Welch
IRN CXW00784
- [FCA CF] Manager of certification employee (since 27 Jun 2022)
Caroline Parsons
IRN CXP00753
- [FCA CF] Manager of certification employee (since 18 Jun 2025)
Cecile Nagel
IRN CXN01066
- Director of firm who is not a certification employee or a SMF manager (27 Sep 2023 to 3 May 2024)
Christophe Hémon
IRN CXH00399
- Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 3 May 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.