Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF19 Head of Overseas Branch/Head of Overseas (since 4 Jun 2024)
  • Euroclear SA/NV (no longer approved here)

    FRN 407327

    • Director of firm who is not a certification employee or a SMF manager (27 Sep 2023 to 3 May 2024)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • SMF1 Chief Executive (6 Jan 2023 to 2 Oct 2023)
    • SMF3 Executive Director (6 Jan 2023 to 2 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.