Euroclear SA/NV

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Dan Kuhnel
IRN DXK00458
- [FCA CF] Manager of certification employee (since 1 Mar 2024)
Daniel Pippard
IRN DXP00724
- [FCA CF] Manager of certification employee (since 1 Mar 2022)
David Abitbol
IRN DXA09927
- Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 3 May 2024)
David Zwirn
IRN DXZ00049
- [FCA CF] Manager of certification employee (2 May 2023 to 31 Dec 2025)
Delphine De Sahuguet d'Amarzit
IRN DXD00208
- Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 3 May 2024)
Diana Yee-Dune Chan
IRN DXC00346
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2021)
Eilis Ferran
IRN EXF00058
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
Elanor Hardwick
IRN EXH00341
- Director of firm who is not a certification employee or a SMF manager (since 3 May 2024)
Emeric Laforet
IRN EXL00079
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 May 2024)
Eric Roger Pierre Lombard
IRN EXL00160
- Director of firm who is not a certification employee or a SMF manager (29 Nov 2022 to 3 Jan 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.