ETORO (UK) LIMITED

• Principal Place of Business

  24th Floor

  One Canada Square

  Canary Wharf

  London

  E14 5AB

  UNITED KINGDOM

  Phone

  +4402045251189

  Web

  https://www.etoro.com

• Complaints Contact

  24th Floor

  One Canada Square

  Canary Wharf

  London

  E14 5AB

  UNITED KINGDOM

  Phone

  +4402045251189

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Unit

• Iqbal Gandham

  IRN IXG01333

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 2 Jun 2020)
  • CF11 Money Laundering Reporting (12 Nov 2018 to 24 Jan 2019)
  • CF10 Compliance Oversight (12 Nov 2018 to 24 Jan 2019)
  • CF3 Chief Executive (15 Oct 2018 to 8 Dec 2019)
  • CF1 Director (16 Nov 2017 to 8 Dec 2019)
• Jack Crone

  IRN JXC00942

  • [FCA CF] Material risk taker (15 May 2023 to 17 Jan 2025)
  • [FCA CF] Significant management (29 Jul 2022 to 17 Jan 2025)
• James Eastham

  IRN JXE00199

  • [FCA CF] Client dealing (23 Feb 2022 to 27 Oct 2022)
• Jamie Martin

  IRN JXM00735

  • [FCA CF] Client dealing (31 Mar 2021 to 25 Feb 2022)
• Jeremy Dov Stein

  IRN JDS01228

  • CF30 Customer (12 Aug 2014 to 29 Jan 2016)
• Johnathan Alexander Assia

  IRN JAA01181

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (7 Aug 2014 to 8 Dec 2019)
  • CF2 Non Executive Director (9 May 2013 to 15 Jul 2014)
• Katherine Alden

  IRN KJA01025

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (28 Mar 2024 to 9 Dec 2025)
• Kim Margaret Dore

  IRN KMD01058

  • CF10 Compliance Oversight (11 Jan 2018 to 17 Aug 2018)
  • CF11 Money Laundering Reporting (11 Jan 2018 to 17 Aug 2018)
• Kreeson Thathiah

  IRN KXT01435

  • [FCA CF] Significant management (31 Mar 2021 to 21 Apr 2023)
  • [FCA CF] CASS oversight function (31 Mar 2021 to 21 Apr 2023)
• Matthew Newton

  IRN NXM02258

  • CF30 Customer (27 Jun 2018 to 22 Nov 2018)

No changes recorded yet.