Katherine Alden

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ETORO (UK) LIMITED
FRN 583263
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (28 Mar 2024 to 9 Dec 2025)
LUNARO FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 184333
- [FCA CF] Client dealing (4 Dec 2020 to 10 Feb 2021)
- CF30 Customer (19 Feb 2009 to 23 Sep 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (19 Jun 2008 to 9 Jan 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.