Kim Margaret Dore

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AT Global Markets (UK) Limited (no longer approved here)
FRN 760555
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Dec 2024)
- CF10 Compliance Oversight (5 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (5 Jun 2019 to 8 Dec 2019)
ETORO (UK) LIMITED (no longer approved here)
FRN 583263
- CF10 Compliance Oversight (11 Jan 2018 to 17 Aug 2018)
- CF11 Money Laundering Reporting (11 Jan 2018 to 17 Aug 2018)
Activtrades Plc (no longer approved here)
FRN 434413
- CF10 Compliance Oversight (26 May 2010 to 1 Apr 2011)
- CF11 Money Laundering Reporting (26 May 2010 to 1 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.