Eschler Asset Management LLP

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FRN: 510079
Date authorised: 1 April 2013
Companies House: OC347227
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

9 Argyll Street

6th Floor

London

W1F 7TG

UNITED KINGDOM

Phone

+4407775824595

Web

https://www.eschlerasset.com
Complaints Contact

Eschler Asset Management LLP

9 Argyll Street

6th Floor

London

Westminster

W1F 7TG

UNITED KINGDOM

Phone

+4407775824595

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Sandro Patti
IRN SXP01942
- CF1 Director (AR) (24 Nov 2023 to 22 Nov 2024)
- CF30 Customer (24 Nov 2023 to 22 Nov 2024)
Shahid Naqvi
IRN SXN01227
- CF30 Customer (12 Sep 2022 to 10 Apr 2026)
- CF1 Director (AR) (12 Sep 2022 to 10 Apr 2026)
Simon Jonathan Heathcliff Hampshire
IRN SJH01243
- CF30 Customer (23 Apr 2018 to 26 Mar 2019)
Stephen Paul Surpless
IRN SPS01069
- CF4 Partner (AR) (23 Feb 2024 to 8 Jul 2024)
- CF30 Customer (23 Feb 2024 to 8 Jul 2024)
Theron De Ris
IRN TXD01069
- CF1 Director (AR) (since 17 Apr 2023)
- CF30 Customer (since 17 Apr 2023)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2021)
- CF10 Compliance Oversight (20 Jan 2010 to 8 Dec 2019)
- CF30 Customer (20 Jan 2010 to 8 Dec 2019)
- CF4 Partner (20 Jan 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Jan 2010 to 8 Dec 2019)
Tomáš Lamos
IRN TXL00349
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Material risk taker (since 6 Nov 2025)
Trevor Arthur Gill
IRN TAG01025
- Appointed representative dealing with clients for which they require qualification (1 Jun 2024 to 28 Feb 2025)
Vivek Patel
IRN VXP01092
- CF30 Customer (23 Feb 2024 to 8 Jul 2024)
- CF4 Partner (AR) (23 Feb 2024 to 8 Jul 2024)
Zheng Yin
IRN ZXY00005
- CF4 Partner (AR) (20 Sep 2023 to 16 Apr 2024)
- CF30 Customer (20 Sep 2023 to 16 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Fairgreen Capital Limited (no longer appointed)
FRN 835209 · Appointed 4 Mar 2019 · Until 25 Sep 2020
Tollymore Investment Partners LLP (no longer appointed)
FRN 817086 · Appointed 23 Aug 2018 · Until 13 Jun 2024
Cognition Investment Partners Limited (no longer appointed)
FRN 798536 · Appointed 16 Apr 2018 · Until 2 Apr 2019
Magnar Capital Management LLP (no longer appointed)
FRN 573591 · Appointed 26 Jan 2012 · Until 18 May 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.