Stephen Paul Surpless

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Panima Capital Management Limited
FRN 653812
- [FCA CF] Client dealing (since 1 Oct 2025)
Eschler Asset Management LLP (no longer approved here)
FRN 510079
- CF30 Customer (23 Feb 2024 to 8 Jul 2024)
- CF4 Partner (AR) (23 Feb 2024 to 8 Jul 2024)
Niveus Capital Management LLP (no longer approved here)
FRN 1009380
- (1)Employed By (23 Feb 2024 to 8 Jul 2024)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (1 Nov 2007 to 1 Jul 2008)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (11 Aug 2004 to 7 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.