Theron De Ris

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eschler Asset Management LLP

    FRN 510079

    • CF1 Director (AR) (since 17 Apr 2023)
    • CF30 Customer (since 17 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Sep 2020)
    • CF30 Customer (20 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jan 2010 to 8 Dec 2019)
    • CF4 Partner (20 Jan 2010 to 8 Dec 2019)
  • Sorengo Partners Ltd

    FRN 994756

    • (1)Employed By (since 17 Apr 2023)
  • Method Investments & Advisory Ltd

    FRN 208692

    • SMF3 Executive Director (since 3 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 May 2022 to 14 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (24 Feb 2021 to 14 Mar 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.