Eschler Asset Management LLP

Date authorised
1 April 2013
Companies House
OC347227
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Argyll Street
    6th Floor
    London
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595
    Web
    https://www.eschlerasset.com

  • Complaints Contact

    Eschler Asset Management LLP
    9 Argyll Street
    6th Floor
    London
    Westminster
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandro Patti

    IRN SXP01942

    • CF1 Director (AR) (24 Nov 2023 to 22 Nov 2024)
    • CF30 Customer (24 Nov 2023 to 22 Nov 2024)
  • Shahid Naqvi

    IRN SXN01227

    • CF30 Customer (12 Sep 2022 to 10 Apr 2026)
    • CF1 Director (AR) (12 Sep 2022 to 10 Apr 2026)
  • Simon Jonathan Heathcliff Hampshire

    IRN SJH01243

    • CF30 Customer (23 Apr 2018 to 26 Mar 2019)
  • Stephen Paul Surpless

    IRN SPS01069

    • CF4 Partner (AR) (23 Feb 2024 to 8 Jul 2024)
    • CF30 Customer (23 Feb 2024 to 8 Jul 2024)
  • Theron De Ris

    IRN TXD01069

    • CF1 Director (AR) (since 17 Apr 2023)
    • CF30 Customer (since 17 Apr 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2021)
    • CF10 Compliance Oversight (20 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (20 Jan 2010 to 8 Dec 2019)
    • CF4 Partner (20 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jan 2010 to 8 Dec 2019)
  • Tomáš Lamos

    IRN TXL00349

    • [FCA CF] Client dealing (since 6 Nov 2025)
    • [FCA CF] Material risk taker (since 6 Nov 2025)
  • Trevor Arthur Gill

    IRN TAG01025

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2024 to 28 Feb 2025)
  • Vivek Patel

    IRN VXP01092

    • CF30 Customer (23 Feb 2024 to 8 Jul 2024)
    • CF4 Partner (AR) (23 Feb 2024 to 8 Jul 2024)
  • Zheng Yin

    IRN ZXY00005

    • CF4 Partner (AR) (20 Sep 2023 to 16 Apr 2024)
    • CF30 Customer (20 Sep 2023 to 16 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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