ES Risks Limited

Date authorised
1 April 2013
Companies House
06343872
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    E S Risks Group
    America House
    2 America Square
    London
    City Of London
    EC3N 2LU
    UNITED KINGDOM
    Phone
    +4402079775200
    Web
    https://www.esrisks.com

  • Complaints Contact

    E S Risks Group
    America House
    2 America Square
    London
    City Of London
    EC3N 2LU
    UNITED KINGDOM
    Phone
    +4402079775215

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Michael Dear

    IRN AMD01212

    • CF1 Director (AR) (since 1 Jun 2022)
    • CF1 Director (AR) (13 Dec 2018 to 31 Aug 2021)
  • Andrew Sommerville

    IRN AXS01004

    • CF1 Director (AR) (13 Jan 2022 to 30 Sep 2024)
  • Andrew Spencer Hearn

    IRN ASH01082

    • CF1 Director (AR) (since 28 Oct 2022)
  • Anna Marie Faulkner

    IRN AMN01069

    • SMF3 Executive Director (since 17 Feb 2026)
  • Barry John Thompson

    IRN BJT01079

    • CF1 Director (AR) (since 14 Nov 2022)
  • Benjamin Ignacio Cuervo Atkin

    IRN BXC33471

    • CF1 Director (AR) (5 Mar 2020 to 28 Aug 2024)
  • Carden James Mulholland

    IRN CJM01372

    • CF2 Non Executive Director (4 Jun 2013 to 26 May 2015)
  • Christopher James Hobbs

    IRN CJH01286

    • SMF9 Chair of the Governing Body (since 15 Jul 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 10 Jun 2014)
    • CF2 Non Executive Director (AR) (since 14 Jun 2013)
    • CF30 Customer (7 Feb 2012 to 4 Jul 2022)
    • CF3 Chief Executive (7 Feb 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Feb 2012 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (7 Feb 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2012 to 8 Dec 2019)
    • CF1 Director (7 Feb 2012 to 8 Dec 2019)
  • Christopher Lee-Smith

    IRN CXL01501

    • CF1 Director (AR) (16 Jan 2020 to 28 Jul 2022)
  • Christopher Richard Underwood

    IRN CRU00002

    • CF1 Director (AR) (since 21 Mar 2016)
    • CF3 Chief Executive (AR) (since 21 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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