Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASPECT LABS LTD

    FRN 1009558

    • SMF9 Chair of the Governing Body (since 19 Jul 2024)
    • SMF9 Chair of the Governing Body (since 15 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 10 Jun 2014)
    • CF2 Non Executive Director (AR) (since 14 Jun 2013)
    • CF3 Chief Executive (7 Feb 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Feb 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Feb 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (7 Feb 2012 to 8 Dec 2019)
    • CF1 Director (7 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (7 Feb 2012 to 4 Jul 2022)
    • (1)Employed By (since 29 Nov 2023)
    • SMF3 Executive Director (since 18 Oct 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 18 Oct 2023)
    • Responsible for Insurance Distribution (since 18 Oct 2023)
    • (1)Employed By (since 24 Jun 2022)
    • (1)Employed By (since 21 Nov 2019)
    • Employed By (since 7 Apr 2015)
  • Lex Risk Solutions Limited (no longer approved here)

    FRN 986209

    • (1)Employed By (1 Nov 2022 to 2 Jan 2025)
  • Thoughtchange Limited (no longer approved here)

    FRN 815319

    • Employed By (6 Aug 2018 to 19 May 2021)
  • Construction Warranties Limited (no longer approved here)

    FRN 789252

    • Employed By (4 Oct 2017 to 7 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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