Equiti Capital UK Limited

• Principal Place of Business

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970402

  Web

  https://www.equiticapital.co.uk

• Complaints Contact

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970484

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Curtis Gaskell

  IRN NXG00361

  • [FCA CF] CASS oversight function (since 1 Nov 2025)
  • [FCA CF] Significant management (since 1 Nov 2025)
• Nigel Lawrence Anthony Holmes

  IRN NLH01029

  • SMF1 Chief Executive (7 Sep 2021 to 31 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
  • CF1 Director (22 Feb 2018 to 8 Dec 2019)
• Norbert Piotr Lukasiewicz

  IRN NPL01013

  • CF1 Director (23 Jul 2014 to 15 Jan 2018)
  • CF30 Customer (23 Jul 2014 to 15 Jan 2018)
• Paul Donald Ambrose

  IRN PDA01080

  • CF30 Customer (7 Sep 2016 to 28 Jun 2017)
• Paul Jason Dufresne

  IRN PJD01267

  • CF10 Compliance Oversight (24 Jul 2013 to 2 Jun 2014)
  • CF30 Customer (29 Aug 2012 to 2 Jun 2014)
  • CF1 Director (28 Feb 2012 to 2 Jun 2014)
  • CF11 Money Laundering Reporting (6 Jan 2012 to 2 Jun 2014)
• Paul Simon Webb

  IRN PSW01044

  • SMF1 Chief Executive (since 19 Feb 2025)
  • SMF3 Executive Director (since 14 Feb 2022)
• Paul William Graham

  IRN PWG01015

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2022)
• Richard Campbell

  IRN RXC01235

  • CF30 Customer (23 Sep 2015 to 19 Nov 2015)
• Richard Clare

  IRN RXC02267

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Richard Stephen Fulton

  IRN RXF06245

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Sep 2021)
  • CF10a CASS Oversight function (9 Nov 2018 to 8 Dec 2019)

No changes recorded yet.