Equitas Limited

Date authorised
1 April 2013
Companies House
03173352
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422690
    Web
    https://www.equitas.co.uk

  • Complaints Contact

    4th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402073422019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter William Squire Stevens

    IRN PWS01030

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 28 Nov 2003)
  • Richard Arthur Barfield

    IRN RAB01160

    • CF2 Non Executive Director (1 Dec 2001 to 30 Mar 2007)
  • Richard Brett Spooner

    IRN RBS01023

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Sarah Margaret Wilton

    IRN SXW01371

    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2023)
  • Scott Peter Moser

    IRN SPM01077

    • CF3 Chief Executive (1 Dec 2003 to 30 Mar 2007)
    • CF8 Apportionment and Oversight (1 Dec 2003 to 30 Mar 2007)
    • CF1 Director (1 Dec 2001 to 30 Mar 2007)
  • Sean Gerard McGovern

    IRN SGM01076

    • CF2 Non Executive Director (4 Sep 2007 to 6 Mar 2016)
  • Simon Dominic Wright

    IRN SDW01069

    • CF20 Significant Mgt (Settlements) (27 Feb 2006 to 30 Mar 2007)
    • CF17 Significant Mgt (Other Business Operations) (27 Feb 2006 to 30 Mar 2007)
    • CF18 Significant Mgt (Insurance Underwriting) (3 Apr 2003 to 1 Mar 2006)
  • Stephen John Oakley Catlin

    IRN SJC01167

    • CF2 Non Executive Director (1 Dec 2001 to 1 Feb 2002)
  • Steven John Richardson

    IRN SJR01113

    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 21 Feb 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.