Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Society of Lloyd's
FRN 202761
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2023)
- SIMF4 Chief Risk Function (7 Mar 2016 to 1 Jul 2016)
- CF1 Director (16 May 2014 to 1 Jul 2016)
- CF11 Money Laundering Reporting (8 Jul 2004 to 1 Jul 2016)
- CF10 Compliance Oversight (13 Mar 2004 to 1 Jul 2016)
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AXA XL Underwriting Agencies Limited
FRN 204848
- SMF1 Chief Executive (since 22 Sep 2020)
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AXA XL Insurance Company UK Limited
FRN 423308
- SMF1 Chief Executive (since 22 Sep 2020)
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- CF2 Non Executive Director (15 Jun 2009 to 6 Mar 2016)
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- CF2 Non Executive Director (4 Sep 2007 to 6 Mar 2016)
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- CF2 Non Executive Director (4 Sep 2007 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.