Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2023)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 1 Jul 2016)
    • CF1 Director (16 May 2014 to 1 Jul 2016)
    • CF11 Money Laundering Reporting (8 Jul 2004 to 1 Jul 2016)
    • CF10 Compliance Oversight (13 Mar 2004 to 1 Jul 2016)
    • SMF1 Chief Executive (since 22 Sep 2020)
    • SMF1 Chief Executive (since 22 Sep 2020)
  • Equitas Insurance Limited (no longer approved here)

    FRN 494350

    • CF2 Non Executive Director (15 Jun 2009 to 6 Mar 2016)
  • Equitas Limited (no longer approved here)

    FRN 202963

    • CF2 Non Executive Director (4 Sep 2007 to 6 Mar 2016)
  • Equitas Reinsurance Limited (no longer approved here)

    FRN 202964

    • CF2 Non Executive Director (4 Sep 2007 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.