EQUITABLE LIFE ASSURANCE SOCIETY,(THE)

• Principal Place of Business

  Walton Street

  Aylesbury

  Buckinghamshire

  HP21 7QW

  UNITED KINGDOM

  Phone

  +443301591530

  Web

  https://www.utmost.co.uk

• Complaints Contact

  Walton Street

  Aylesbury

  HP21 7QW

  UNITED KINGDOM

  Phone

  +441296506917

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Helen Louise Eldred

  IRN HLE00009

  • SMF20a With-Profits Actuary (10 Dec 2018 to 23 Jul 2021)
  • SIMF21 With-Profits Actuary (7 Mar 2016 to 9 Dec 2018)
  • CF12A With-Profits Actuary (11 Dec 2013 to 6 Mar 2016)
• Howard James Newton

  IRN HJN01010

  • CF11 Money Laundering Reporting (1 Nov 2011 to 20 Jun 2014)
• Ian Andrew Gibson

  IRN IAG01013

  • CF2 Non Executive Director (20 Aug 2013 to 6 Mar 2016)
• Ian Brimecome

  IRN IXB01100

  • SMF9 Chair of the Governing Body (10 Dec 2018 to 1 Jan 2020)
  • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (9 Jan 2007 to 6 Mar 2016)
• Ian Graham Maidens

  IRN IGM01041

  • SMF7 Group Entity Senior Manager (since 1 Jan 2020)
• Jean Train Allen Wood

  IRN JXW01389

  • CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2009)
• Jennifer Keen

  IRN JXK47158

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 30 Jun 2020)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 30 Jun 2020)
• Jeremy Michael Nurse

  IRN JMN01029

  • Director of firm who is not a certification employee or a SMF manager (since 5 Jul 2024)
• Jeremy Neil Fenton Taber

  IRN JNT01011

  • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
  • CF28 Systems and controls (1 Nov 2007 to 19 Dec 2007)
  • CF13 Finance (1 Sep 2006 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (12 Oct 2004 to 31 Oct 2007)
  • CF20 Significant Mgt (Settlements) (12 Oct 2004 to 31 Oct 2007)
• Jeremy Spencer Deeks

  IRN JXD01988

  • SMF2 Chief Finance (1 Jan 2020 to 31 Dec 2023)

No changes recorded yet.