Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)

    FRN 110340

    • CF28 Systems and controls (1 Nov 2007 to 19 Dec 2007)
    • CF29 Significant management (1 Nov 2007 to 1 Nov 2007)
    • CF13 Finance (1 Sep 2006 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (12 Oct 2004 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (12 Oct 2004 to 31 Oct 2007)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF1 Director (3 Sep 2002 to 17 Feb 2004)
    • CF13 Finance (11 Mar 2002 to 3 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.